INDEPENDENT CONTRACTOR COMPLIANCE CHECKLIST (HR)

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--- CONTRACTOR IDENTIFICATION & ASSESSMENT ---
[ ] Reason for Engaging Contractor
[ ] Primary Business Activity of Contractor (Consulting, Project-Based Work, Technical Services, Creative Services, Other)
[ ] Estimated Hours per Week (Average)
[ ] Date of Initial Contact/Proposal Received
[ ] Contractor's Role in Project (Specialized Expertise, Temporary Staffing, Project Management, Specific Task Completion)
[ ] Is contractor supervised by company employee? (Yes, No)

--- WRITTEN CONTRACT & AGREEMENT ---
[ ] Scope of Work Description
[ ] Contract Duration (in months)
[ ] Contract Start Date
[ ] Contract End Date
[ ] Payment Terms (e.g., Net 30, Hourly) (Net 30, Hourly, Milestone-based, Other)
[ ] Company Representative Signature
[ ] Contractor Signature

--- PAYMENT & TAX WITHHOLDING ---
[ ] Contractor Hourly Rate
[ ] Payment Frequency (Weekly, Bi-weekly, Monthly)
[ ] Total Amount Paid (Current Period)
[ ] 1099-NEC Form Upload
[ ] Payment Method (Direct Deposit, Check)
[ ] Federal Tax Withheld (Estimated)
[ ] State Tax Withheld (Estimated)

--- CONTROL & DIRECTION ---
[ ] Does the company dictate work hours? (Yes, No, Partially)
[ ] Does the company provide detailed instructions on how to perform tasks? (Yes, No, Sometimes)
[ ] Estimated percentage of work directly supervised by company personnel:
[ ] Describe the level of control the company exerts over the contractor's work processes.
[ ] Does the contractor have flexibility in determining the order in which tasks are completed? (Yes, No, Limited)
[ ] Explain any deviations from typical employee supervision.

--- EQUIPMENT & RESOURCES ---
[ ] Quantity of Equipment Provided
[ ] Type of Equipment Provided (e.g., Laptop, Tools) (Laptop, Tools, Software Licenses, Mobile Device, Vehicle, Other)
[ ] Description of Resources Provided (e.g., Office Space, Utilities)
[ ] Is Office Space Provided? (Yes, No)
[ ] Date Equipment/Resources Provided

--- INTELLECTUAL PROPERTY RIGHTS ---
[ ] Ownership of Work Product (Company Owns All Rights, Contractor Retains Copyright, Grants License to Company, Joint Ownership)
[ ] Description of Intellectual Property Rights Granted
[ ] Confidentiality Agreement Required? (Yes, No)
[ ] Confidentiality/NDA Document (if applicable)
[ ] Scope of Licensed Rights (e.g., usage, territory)
[ ] Right to Modify Work Product? (Company Has Exclusive Right, Company Has Right with Contractor Approval, Contractor Has Sole Right)

--- INSURANCE & LIABILITY ---
[ ] Contractor's Insurance Coverage Type (General Liability, Professional Liability (E&O), Workers' Compensation, Commercial Auto, Other)
[ ] General Liability Insurance Coverage Amount (USD)
[ ] Professional Liability (E&O) Insurance Coverage Amount (USD)
[ ] Certificate of Insurance Received? (Yes, No)
[ ] Upload Certificate of Insurance
[ ] Certificate of Insurance Expiration Date

--- ONGOING COMPLIANCE REVIEW ---
[ ] Last Review Date
[ ] Review Type (Routine, Triggered (e.g., contract renewal))
[ ] Hours Spent Reviewing
[ ] Review Notes & Findings
[ ] Areas Verified (Contract Terms, Payment Records, Work Product, Control & Direction)
[ ] Compliance Status (Compliant, Minor Issue, Significant Issue)

--- RECORD KEEPING & DOCUMENTATION ---
[ ] Contract Start Date
[ ] Contract End Date (if applicable)
[ ] Signed Contractor Agreement
[ ] W-9 Form (or equivalent)
[ ] Notes on contractor relationship and compliance activities
[ ] Total payments made to contractor (YTD)
[ ] Type of Documentation (Paper, Digital, Hybrid)

--- MISCLASSIFICATION RISK MITIGATION ---
[ ] Review Process Used for Classification? (Formal Written Assessment, Informal Review, No Formal Process)
[ ] Number of Contractors Currently Engaged
[ ] Date of Last Misclassification Risk Review
[ ] Description of Training Provided to Hiring Managers on IC vs. Employee
[ ] Does Hiring Manager Certification Exist? (Yes, No)
[ ] Upload Supporting Documentation of Classification Justification

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