SUPPLIER DIVERSITY & ESG AUDIT CHECKLIST 2026 Created by ChecklistGuro (https://checklistguro.com) --- SUPPLIER DIVERSITY PROGRAM GOVERNANCE --- [ ] Diversity Policy Version Number [ ] Primary Diversity Objective (Increasing Minority-Owned Spend, Improving Gender Diversity in Tiers 1 & 2, Small Business Integration, ESG Compliance Alignment) [ ] Governance Oversight Bodies Involved (Board of Directors, Procurement Committee, Sustainability Task Force, Internal Audit Department) [ ] Annual Diversity Budget Allocation (%) [ ] Last Policy Review Date [ ] Diversity Policy Document [ ] Compliance Officer Affirmation --- DIVERSITY SPEND & REPRESENTATION METRICS --- [ ] Total Annual Spend with Diverse Suppliers (USD) [ ] Percentage of Diverse Spend vs. Total Procurement [ ] Supplier Diversity Categories Represented (Minority-Owned Business (MBE), Women-Owned Business (WBE), Veteran-Owned Business (VBE), Disadvantaged Business Enterprise (DBE), Small Business Enterprise (SBE)) [ ] Diversity Certification Documents [ ] Last Diversity Audit Completion Date [ ] Discrepancy Notes --- ENVIRONMENTAL SUSTAINABILITY & CARBON FOOTPRINT --- [ ] Supplier Carbon Emission Rating (Low Impact, Moderate Impact, High Impact, Not Rated) [ ] Total Annual CO2e Emissions (Metric Tons) [ ] Active Sustainability Certifications (ISO 14001, EcoVadis, Science Based Targets initiative (SBTi), B Corp Certification, Other) [ ] Last Environmental Audit Date [ ] Annual Sustainability Report [ ] Waste Management & Recycling Strategy Description --- SOCIAL RESPONSIBILITY & LABOR STANDARDS --- [ ] Supplier Labor Compliance Status (Fully Compliant, Minor Non-Compliance Identified, Critical Violation Detected, Under Review) [ ] Verified Labor Standard Certifications (SA8000, ISO 45001, Fair Trade Certified, SEDEX/SMETA Audit, None/Other) [ ] Total Number of On-Site Labor Audits Conducted (Last 12 Months) [ ] Summary of Identified Labor Risks and Remediation Steps [ ] Upload Supplier Labor Policy & Code of Conduct Documentation [ ] Auditor Verification Signature --- ETHICAL SOURCING & TRACEABILITY --- [ ] Raw Material Origin Verification Status (Fully Traceable, Partially Traceable, Untraceable) [ ] Certifications Held by Supplier (Fair Trade Certified, Conflict-Free Mineral Certified, ISO 14001, Rainforest Alliance, Other) [ ] Primary Conflict Mineral Source Region [ ] Proof of Origin Documentation [ ] Last Supply Chain Audit Date [ ] Risk Mitigation Strategy for High-Risk Origins --- GOVERNANCE & ANTI-CORRUPTION COMPLIANCE --- [ ] Anti-Bribery Policy Acknowledgment (Confirmed, Pending Review, Not Compliant) [ ] Compliance Training Modules Completed (Anti-Corruption Training, Code of Conduct Training, Data Privacy Training, Conflict of Interest Training) [ ] Supplier Code of Conduct Signed Document [ ] Description of Reported Conflicts of Interest [ ] Last Compliance Audit Date [ ] Compliance Officer Attestation --- ESG REPORTING & DATA INTEGRITY --- [ ] Reporting Period End Date [ ] Data Verification Method (Self-Assessment Questionnaire, Third-Party Audit, Automated IoT/Sensor Data, Direct Document Review) [ ] Percentage of Verified ESG Data Points [ ] Reported ESG Frameworks (GRI (Global Reporting Initiative), SASB (Sustainability Accounting Standards Board), TCFD (Task Force on Climate-related Financial Disclosures), EcoVadis Scorecard) [ ] Annual Sustainability Report (PDF) [ ] Data Discrepancy Notes --- SUPPLIER CONTINUOUS IMPROVEMENT PLAN --- [ ] Current Improvement Status (On Track, Needs Immediate Action, Under Review, Completed) [ ] Identified Gaps & Non-Compliance Issues [ ] Corrective Action Plan (CAP) ID [ ] Target Remediation Deadline [ ] Supporting Evidence/Updated Policy Documents [ ] Auditor Verification Signature --- END OF TEMPLATE --- Transform this text into a digital, automated, and trackable mobile app! Visit: https://checklistguro.com/templates/scm/supplier-diversity-esg-audit-checklist-2026 (Click "Install Template" to launch your digital inspection tool immediately)